Investors rely on various strategies and tools to make informed financial decisions. A 13F form can be one such research tool. It offers a plethora of useful information, including information ...

The Securities and Exchange Commission oversees and regulations certain entities that provide financial and investment advice or management services. As part of those regulations, the SEC requires the ...

The Securities and Exchange Commission adopted rule and form amendments that will require institutional investment managers who file Form 13F to use Form N-PX to report how they voted proxies on ...

What is a Form 13F? A 13F disclosure is a quarterly report that institutional investors with $100 million or more in assets under management (AUM) must file with the US Securities and Exchange ...

On December 3, 2025, the Securities and Exchange Commission (the “SEC”) further extended the date for compliance with Rule 13f-2 under the ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...

Forbes contributors publish independent expert analyses and insights. Jacob Wolinsky covers hedge funds and emerging managers. This article is more than 5 years old. The Securities and Exchange ...

Form 13F filings provide investors with a comprehensive snapshot of what Wall Street's brightest minds have been buying and selling in the most recent quarter. Investors pay close attention to ...

Cantor disclosed its first position in a newly listed Solana ETF, adding momentum to TradFi's shift toward regulated crypto ...